A leading Investment Manager are looking for a Compliance Marketing Manager to join their team in London.
Please note: previous experience of approving financial promotions for a financial services firm in Europe (Italy, Germany, Netherlands, Sweden) is absolutely essential for this role.
The successful candidate will be defining, implementing and maintaining secure first line of defence for marketing team across UK and international markets. They will also be establishing and having responsibility for processes to review marketing materials in Europe and international markets to verify compliance with relevant regulatory financial promotions requirements.
Review and update existing compliance policies and procedures in line with applicable regulatory requirements and industry best practices, working in partnership with the compliance team and key stakeholders to develop and share best practice
Administer the marketing material review and approval system. Review UK and international materials and support the Approval of financial promotions across EMEA
Conduct compliance training for team members relating to regulatory requirements and industry best practices to facilitate the creation and use of marketing materials in Europe, Middle east and Asian markets
Help refine and prepare regular risk control assessments for Marketing
Good regulatory knowledge including AFM, BaFin, FCA COBS rules on Financial promotions MiFID II, UCITS IV, FUND, CASS, AIFMD, GDPR, KIID relevant rules
Previous experience of approving financial promotions for a financial services firm in Europe (Italy, Germany, Netherlands, Sweden) and Asia for both retail and investment professional audience